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Compliance

Compliance & Risk Management

HwangDBS IM has in place a framework for enterprise-wide risk management initiatives to ensure that the business of the Company is conducted with integrity and in compliance with legal and regulatory requirements as well as the statements of best practice.


This framework provides an integrated platform and a disciplined approach to manage, control and mitigate the various risks associated with the fund management business of the Company. This frame work comprises various risk controls and compliance measures to minimise:

  • Operational Risk
  • Compliance Risk
  • Portfolio Risks that encompasses market risk, credit risk and country risk

Compliance Officer

The compliance officer for HwangDBS IM is:

 

Mr. Julian Christian Dermawan

 

 

 

For further inquiries, please visit our Contact Us page at http://www.hdbsim.com.my/contactus